Back to Results

RAJESH MALHOTRA

CRD# 2906305

B IA

Currently at MML INVESTORS SERVICES, LLC (CRD# 10409) in STAMFORD, CT

0
Disclosures
28
Years of Experience
1
Current Firms
16
State Registrations
1
FINRA Registrations

Registration History

MML INVESTORS SERVICES, LLC IA
(CRD# 10409)
08/14/2019 - Present
(6 years)
BANC OF AMERICA SECURITIES LLC
(CRD# 26091)
06/21/2002 - 04/09/2009
(7 years)
BNP SECURITIES (USA), INC.
(CRD# 31394)
07/21/1998 - 11/10/1998
(1 year)
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
(CRD# 4039)
08/26/1997 - 06/15/1998
(1 year)
2027
2025
2023
2021
2020
2019
2017
2015
2013
2011
2010
2009
2007
2005
2003
2002
2001
2000
1999
1998
1997
NOMURA SECURITIES INTERNATIONAL, INC.
(CRD# 4297)
04/08/2009 - 11/11/2011
(3 years)
BNP PARIBAS SECURITIES CORP.
(CRD# 15794)
11/16/2000 - 06/25/2002
(2 years)
EQ FINANCIAL CONSULTANTS, INC.
(CRD# 6627)
08/26/1997 - 06/15/1998
(1 year)

Information about this individual is based on data provided by FINRA and other regulatory bodies. For complete information, please refer to the official BrokerCheck report from FINRA.